Category: SECActions

SEC – D&B Settle FCPA Charges First Revealed on TV

Firms can and do discover violations of the Foreign Corrupt Practices Act in a variety of ways. In some instances the internal or external auditors uncover evidence which leads to the discovery. In others a whistleblower may inform the company

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The Supreme Court Considers The Fate of SEC ALJs

The fate of SEC Administrative Law Judges (“ALJ”) – and perhaps those at other federal agencies – hung in the balance as oral argument was held before the Supreme Court on Monday, April 23, 2018. The question being considered is

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