Category: SECActions

N.J. Firm Pays Over $25 Million to Settle SEC FCPA Charges

One of the difficult issues in many foreign bribery cases is establishing involvement by the parent company and senior officials. The local in-country subsidiary is typically on the front line. Executives on site deal with the local officials. The bribes

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The SEC + an ICO + Rule 11 Documents = Blockvest Enjoined

Crypto currency has been all the fashion. Most proponents that have been confronted by a regulator – the SEC or CFTC generally – have quickly resolved the matter. Few have tried to litigate with the agencies and those who have

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