Category: SECActions

Offering fraud actions are a key part of the Commission’s focus on the main street investor. In many instances it is the small retail investor – including those using retirement funds – that are fleeced by the charlatans selling shares …

Commission Continues to File Offering Fraud Actions Read More »

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Stanley Sporkin passed away yesterday, March 23, 2020. A retired federal district court judge, he also served as the General Counsel to the CIA and as the Director of the Division of Enforcement at the Securities and Exchange Commission, perhaps …

Stanley Sporkin Read More »

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