Year: 2019

The partial Government shutdown continues. No apparent resolution is in sight, a huge issue for the thousands of hard-working federal employees who will not get paid. Nevertheless, the SEC continues with a minimal staff as have other agencies. That staff …

SEC Partially Settles Offering Fraud Action Read More »

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When making choices it is always prudent, according to the old saying, to be careful what you wish for – you might just get it. Such is the case of former Goldman Sachs director Rajat K. Gupta. In early 2011 …

Be Careful What You Wish For – The Case of Rajat Gupta Read More »

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