Year: 2018

This Week In Securities Litigation (Week ending June 8, 2018)

Offering frauds, conflicts and filings regarding private funds were the focus of SEC Enforcement over the past week. Two offering fraud actions were brought, one centered on the use of sound in oil production and the other based on a

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SEC Charges Recidivist In Offering Fraud That Targeted IAs

In many offering frauds the underlying business is largely worthless. Retail investors who know or trust those conducting the offering purchase interests with values that match those of the underlying interests with the cash going to the person operating the

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