Year: 2018

This Week In Securities Litigation (Week ending March 30, 2018)

Cases brought by the Commission this week in include one requiring admissions of fact and that the firm violated the securities laws as a condition of settlement, a case naming as Defendants the Pastor of one of the largest Methodist

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DC Circuit Dismisses PCAOB Proceeding For Constitutional Error

The PCAOB excluded from a witness interview an expert accountant assisting counsel for the witness. The Board cited a rule which authorizes it to limit those in attendance at an interview. The DC Circuit granted a petition for review, remanded

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