Year: 2017

Sky Pilot Replaces SEC’s RoboCop

The SEC has become “Sky Pilot” (borrowed from the rock song sung by Eric Burden and The Animals) in an effort to fret out financial fraud. In the past evidence of financial fraud may have come from a whistleblower. Staff

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This Week In Securities Litigation (Week ending March 3, 2017)

The Commission prevailed in another trial. The action centered on fraud in connection with a securities lending transaction. The agency also brought another suspicious trading case this week. The action centered on the acquisition by Softbank of Fortress Investments in

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