Year: 2017

SEC ALJs Before the Supreme Court: Will the Court Take The Issue?

The validity of the SEC ALJs’ under the Constitution’s Appointments Clause is a critical issue the Supreme Court is considering for addition to its docket this term which will begin on the first Monday in October. Petition for Writ of

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This Week In Securities Litigation (Week ending September 8, 2017)

p>In the period beginning the week before the Labor Day holiday and the week following it, the Commission brought a series of actions which included three insider trading actions. One involved an attorney who used information about the positions of

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