Year: 2017

This Week In Securities Litigation (Week ending April 13, 2017)

In a holiday shortened week the Commission began preparation for argument before the Supreme Court in an action which could have a significant impact on its enforcement program. The question for resolution is whether the statute of limitations in Section

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SEC Files 13 Touting Actions Charging 27 Persons

The SEC packaged a group of similar actions, apparently to send a message as it has done in the past. For example, previously the agency packaged a group of custody rule cases together into one announcement, making a point about

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