Year: 2015

This Week In Securities Litigation (Week ending November 13, 2015)

The New York AG may have launched a new trend this week. Using the Martin Act, he filed a settled action against the largest coal producer in the nation alleging false statements regarding the firm’s ability to project the impact

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SEC Files Suspicious Trading Case

The SEC filed another “suspicious trading” insider trading action, naming as defendants two Chinese nationals. The action was brought just days after the second deal closed, permitting a freeze order to be entered over the trading profits. SEC v. Zhou,

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