Year: 2012

Another Suspicious Trading Insider Trading Case

On Monday July 23, 2012 the highly publicized acquisition of Nexen, Inc. by CNOOC Limited was announced. By the end of the week, the SEC had investigated and brought an insider trading action against Well Advantage Limited and unknown traders

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This Week In Securities Litigation (Week ending July 27, 2012)

SEC enforcement brought another insider trading action this week in addition to a case alleging a manipulation, one claiming violations of Regulation M, Rule 105 and one alleging a failure to supervise. The Manhattan U.S. Attorney’s Office secured another guilty

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