Year: 2011

There is little new about another investment fund fraud or Ponzi scheme case except of course the victims. For whatever reason, these cases were rare prior to the time Bernard Madoff was arrested. Since the King of Ponzi schemes was …

FORMER FBI AGENT AND WIFE CHARGED WITH INVESTMENT FRAUD Read More »

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The SEC brought another significant market crisis case, this time against the senior officers of a failed financial institution. The complaint centers on repeated efforts by the CEO, COO and manager of credit risk to conceal the rapidly devolving financial …

SEC CHARGES SENIOR OFFICERS OF FAILED BANK WITH FRAUD Read More »

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