Year: 2011

HEDGE FUND MANAGER ADDED TO A FATHER-SON INSIDER TRADING CASE

Insider trading is a key focus of SEC enforcement. With the formation of the market abuse unit which focuses on insider trading the Commission has been very aggressive. Not only has the Commission followed-up on inquiries initiated by the FINRA

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THIS WEEK IN SECURITIES LITIGATION (October 21, 2011)

Eight SEC Enforcement attorneys were recognized by the Counsel of the Inspector General on Integrity for Excellence in connection with their work regarding the investigation of a significant market crisis case. The Commission filed its third significant enforcement action stemming

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