Month: May 2011

SEC WINS JURY VERDICT IN INSIDER TRADING CASE

The Commission prevailed in another insider trading case when a Newark, N.J. jury found Alfred S. Teo liable for insider trading. It also found the M.A.A.A. Trust, an entity for his children, liable for disclosure violations. SEC v. Teo, 04

Tagged with: ,

THIS WEEK IN SECURITIES LITIGATION (May 27, 2011)

The Commission issued it controversial new Dodd-Frank whistleblower rules by a 3 to 2 vote this week. Many critics claim the rules will undermine corporate compliance programs. Insider trading is the key theme this week. Insider trading on Capitol Hill

Tagged with: , , , ,
Top