Month: May 2011

The Commission filed a settled insider trading case which is based on the misappropriation of inside information by one relative from another. SEC v. Haim, Civil Action No. 11-cv-295 (D.N.Y. Filed May 24, 2011). Defendant Abraham Haim is a self-employed …

SEC FILES SETTLED INSIDER TRADING CASE INVOLVING RELATIVES Read More »

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Insider trading has long been an SEC enforcement priority. While the Manhattan U.S. Attorney has brought the headline grabbing cases, the SEC has been equally aggressive in a series of actions which may redefine the insider trading (here). This has …

A NEW INSIDER TRADING PROBE: THE SENATE INVESTIGATES THE SEC Read More »

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