Tag: whistleblowers

The Commission has brought a number of actions seeking to protect whistleblowers. One action, for example, was brought against a firm which tried to bar former employees from talking to regulators by inserting provisions in its severance clauses while retaliating …

FCA, PRA Sanction Barclays, Executive Re Whistleblower Read More »

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The Supreme Court handed down its decision in Digital Realty Trust this week, rejecting the SEC’s interpretation of the anti-retaliation provisions of Dodd-Frank. Specifically, the Court construed the provisions in accord with the text of the statute which narrows the …

This Week In Securities Litigation (Week ending Feb. 23, 2018) Read More »

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