Tag: unregistered securities

The Commission resolved its actions against the PRC based affiliates of five major accounting firms for failure to produce audit work papers. The settlement contains a series of procedures designed to facilitate production in the future tied to the MOU …

This Week In Securities Litigation (Week ending February 12, 2015) Read More »

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The Fifth Circuit decided a significant case on loss causation. The Court concluded that the truth could emerge from a series of disclosures which, in and of themselves were not sufficient to uncover the fraud, but which when considered together …

This Week In Securities Litigation (Week ending October 10, 2014) Read More »

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