Tag: SOX

In Morrison v. National Australia Bank Ltd., 136 S.Ct. 2869 (2010) the Supreme Court held that Exchange Act Section 10(b) only reaches to the water’s edge, the Section has no extraterritorial reach beyond the shores of the United States. Since …

Will Morrison End the Debate Over PRC Based Audit Work Papers? Read More »

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The SEC instituted administrative proceedings against the affiliates of five major accounting firms based in the Peoples Republic of China, or the PRC, which bodes ill for companies based there to have continued access the U.S. capital markets. In the …

SEC Brings Proceedings Against PRC Based Affiliates of Audit Firms Read More »

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