Tag: SEC

Last week insider trading was by far the largest group of cases filed by the Commission. The agency also filed two cases based on offering frauds and dismissed two more without explanation. Have a good week.  Be careful, be safe. …

This Week In Securities Litigation  (Week of July 21, 2025)   Read More »

Tagged with: , ,

Some defendants believe that they can avoid liability by refusing service and then ducking the delivery of the papers.  Not so.  The Commission has more than sufficient avenues to secure effective service of process on those who believe that if …

Defendant Alleged  to Have Illegally  Tipped Evades Service for Years Read More »

Tagged with: , ,