Tag: Ponzi scheme

Craig Berkman, a former Oregon political figure and repeat securities law violation was charged by the U.S. Attorney’s Office in Manhattan and the SEC with operating an investment fund fraud. Investors were solicited with fraudulent claims about purchasing pre-IPO interests …

Former Political Figure, Recidivist, Charged by SEC, USAO with Fraud Read More »

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SEC Chairman Elise Walter and CFTC Chairman Gary Gensler testified before a Senate Committee this week, focusing on the implementation of Dodd-Frank. The SEC also approved the budget for the PCAOB. Two former senior executive in the organization of jailed …

This Week In Securities Litigation (Week ending February 15, 2013) Read More »

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