Tag: PCAOB

Chinese issuers are a current focus for the Commission and the class action bar. The Commission has brought a number of actions involving issuers based in the Peoples Republic of China including dozens of proceedings to under Exchange Act Section …

THE SEC FILES A SECOND ACTION AGAINST A SHANGHAI AUDIT FIRM Read More »

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E&Y was censured and fined a record $2 million by the PCAOB in connection with repeated violations of professional standards. It was imposed in a proceeding that was filed in March 2011 as a non-public but which, for good cause …

PCAOB IMPOSES RECORD FINE ON E&Y IN PUBLIC PROCEEDING Read More »

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