Tag: offering fraud

Offering frauds are a longtime staple of the Commission’s enforcement division. These cases typically involve the originator of the scheme and his or her wholly owned entity that issues the securities. In many instances others are brought in to help …

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The Commission filed two new enforcement actions last week. It also dismissed more cases that were tied to crypto. Be careful, be safe this week. SEC Enforcement – Filed and Settled Actions Statistics: Last week the Commission filed 2 new …

This Week In Securities (Week of May 12, 2025) Read More »

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