Tag: Newman

One question in the wake of the Second Circuit’s decision in Newman regarding the personal benefit test for illegal tipping has been how the SEC would respond to a decision the U.S. Attorney told the Court would significantly undermine insider …

SEC Files Settled Insider Trading Case As Administrative Proceeding Read More »

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This is the fifth and concluding segment of a five part series discussing the impact of the Second Circuit’s ruling in Newman on SEC insider trading cases Analysis The impact of Newman on the SEC and the DOJ may be …

The Impact of Newman on SEC Enforcement: Part V Read More »

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