Tag: municipal bonds

The Commission resolved its second action arising out of undisclosed conflicts tied to a municipal bond offering used to fund construction for charter schools. SEC v. Rangel, Civil Action No. 1:16-cv-06391 (N.D. Ill. Filed June 21, 2016). Defendant Juan Rafael …

SEC – Charter School CEO Settle Muni Bond Charges Read More »

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This week the SEC brought six actions tied to the failure of a rapidly growing enterprise to maintain the proper internal controls. The agency also brought two proceedings tied to municipal bond offerings and one insider trading case. SEC Enforcement …

This Week In Securities Litigation (Week ending March 11, 2016) Read More »

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