Tag: misrepresentations

A corporate director and division CEO of a Fortune 1,000 company who systematically abused his position, obtaining payments from vendors and misappropriating company property, was undone by a whistleblower. The Commission filed a settled action naming the former director as …

Director Scofflaw Undone By Whistleblower Read More »

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The Commission prevailed on its appeal to the Eleventh Circuit Court of Appeals in an action against Morgan Keegan & Co. The case centers on claims that the firm defrauded its customers in connection with the purchase and sale of …

SEC WINS IN ELEVENTH CIRCUIT AGAINST MORGAN KEEGAN Read More »

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