Tag: market crisis

The long ordeal of two former employees of State Street Bank and Trust Company appears to have come to an end. Initially charged by the SEC with making false statements in the mist of the market crisis, the Administrative Law …

First Circuit Reverses SEC In State Street Bank Case Read More »

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The market crisis may have ended years ago, but not the SEC’s supply of cases from that time period. The agency filed a settled action in which those soliciting sophisticated investors misrepresented the risks of two funds, contrary to the …

SEC Files Another Settled Market Crisis Case Read More »

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