Tag: market crisis cases

The Supreme Court heard argument this week on a case which may have a significant impact on the SEC’s enforcement program. It focuses on when the five year statute of limitations begins regarding the imposition of a penalty. The Commission …

This Week In Securities Litigation (Week ending January 11, 2013) Read More »

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The SEC won a significant victory in its Citigroup market crisis case last week. A panel of the Second Circuit Court of Appeals concluded that the Commission has a probability of success on the merits while chiding the district court …

WILL THE KEY QUESTION IN THE CITIGROUP CASE BE ANSWERED? Read More »

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