Tag: market crisis cases

The SEC brought another market crisis case centered on the failure of senior corporate officials to disclose the disintegrating financial condition of their company as the market crisis unfolded. Thornburg Mortgage, Inc. was then the nation’s second largest independent mortgage …

THE COMMISSION’S LATEST MARKET CRISIS CASE Read More »

Tagged with: , , ,

“But the S.E.C., of all agencies, has a duty, inherent in its statutory mission, to see that the truth emerges; and if it fails to do so, the Court must not, in the name of deference or convenience, grant judicial …

SEC – CITIGROUP SETTLEMENT IS REJECTED BY THE COURT Read More »

Tagged with: , , , ,