Tag: Madoff

The SEC seems to be haunted by the ghosts of debacles past. Past ghosts still haunting the SEC included the failure to discover Madoff multiple times over multiple years. The General Counsel, the Director of the Division of Enforcement and …

TONE AT THE TOP, CULTURE AND THE SEC Read More »

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The IG Report The SEC inspector general issued a report on Tuesday referring the matter regarding former SEC General Counsel David Becker’s involvement with the Madoff clawback suits to the DOJ. The report also contains a number of recommendations including …

THE SEC IG REPORT; INSIDER TRADING Read More »

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