This week in securities litigation a new SEC chairman was sworn in, the SEC brought its first FCPA case of the year and a former KPMG was named in civil and criminal insider trading actions
Tag: JOBS Act
This Week In Securities Litigation (Week ending April 12, 2013)
Tagged with: Dodd Frank, Insider trading, investment fund fraud, JOBS Act, Mary Jo White, secactions
THIS WEEK IN SECURITIES LITIGATION (Week ending April 13, 2012)
The Commission approved sending a staff study to Congress this week, as required by Dodd-Frank, which presents “options†for extending the reach of Section 10(b) in private damage actions beyond the limitations set by the Supreme Court in Morrison. One …
THIS WEEK IN SECURITIES LITIGATION (Week ending April 13, 2012) Read More »
Tagged with: Goldman, Insider trading, investment fund fraud, JOBS Act, Morrison, procedures, secactions