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Posted on by T. Gorman Posted in SECActions

The Commission approved sending a staff study to Congress this week, as required by Dodd-Frank, which presents “options” for extending the reach of Section 10(b) in private damage actions beyond the limitations set by the Supreme Court in Morrison. One …

THIS WEEK IN SECURITIES LITIGATION (Week ending April 13, 2012) Read More »

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Posted on by T. Gorman Posted in SECActions

Keeping it in the family is a recurring theme in SEC insider trading cases. Recently the Commission has brought insider trading cases against a father and son, SEC v. Perterson, Civil Action No. 11-CV-5448 (S.D.N.Y. Filed Aug. 5, 2011), a …

A FATHER AND SON INSIDER TRADING CASE INVOLVING ETFs Read More »

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