Tag: investment fund fraud

The SEC has brought a series of investment fund fraud and Ponzi schemes. Indeed, the Commission has brought so many of these cases in recent years they have become a staple. None of those cases, however, involved securities fraud tied …

Manhattan U.S. Attorney Prevails in Securities Fraud, RICO Case Read More »

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Four SEC Commissioners addressed the annual SEC Speaks Conference, reviewing recent agency initiatives and tracing potential paths for the future. The SEC also brought another FCPA action, a misappropriation case and an action centered on a failed audit of a …

This Week In Securities Litigation (Week ending February 27, 2015) Read More »

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