Tag: secations

The Commission resolved actions with SAC Capital founder Steven Cohen and the former Chairman of Dewey & Leboeuf in addition to filing settled actions against Goldman Sachs and State Street. The agency also filed another insider trading case as an …

This Week In Securities Litigation (Week ending January 15, 2016) Read More »

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Four SEC Commissioners addressed the annual SEC Speaks Conference, reviewing recent agency initiatives and tracing potential paths for the future. The SEC also brought another FCPA action, a misappropriation case and an action centered on a failed audit of a …

This Week In Securities Litigation (Week ending February 27, 2015) Read More »

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