The SEC concluded its litigation with a father – daughter combination that solicited investors to purchase promissory notes based on representations that there would be risk free returns from forex trading. There were no returns, however, and most of the …
Tag: investment fund fraud
This Week In Securities Litigation (Week ending April 10, 2015)
The SEC filed another FCPA action, this time against the company that financed a “world tour” as part of the bribes paid by employees to secure business. Previously, the Commission filed an action against the employees. The SEC also filed …
This Week In Securities Litigation (Week ending April 10, 2015) Read More »