Tag: insider trading; trial; secactions

Carter’s, Inc. is the investigation that just keeps on generating cases. The investigation has yielded seven SEC actions charging insider trading and financial fraud. Hedge fund manager Stephen Slawson became the eight person charged in the investigation. SEC v. Slawson, …

The SEC’s Carter’s, Inc. Investigation Yields Another Insider Trading Case Read More »

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The SEC loses its second insider trading case in eight days.

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