Tag: Insider trading

Insider trading has long been a staple of the Commission’s enforcement program. Over the years the agency has filed numerous insider trading cases. While at times the cases may have appeared different or had elements that may have been labeled …

Long Time Employee Insider Trades in Company Shares

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Insider trading has long been a key component of the Commission’s enforcement program. Yet over the years the exact theory being employed has varied. Nevertheless, the core theory has remained constant – using inside information for personal benefit in connection …

When Small Insider Trading Profits Yield a Max Penalty

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