The SEC obtained summary judgment against Steven Metro, the key to the Grand Central insider trading ring that reputedly had $5.6 million in illicit trading profits. SEC v. Metro, Civil Action No. 3:14-cv-01742 (D.N.J.). The Court also directed that Mr. …
SEC Obtains Summary Judgment In Grand Central Insider Trading Case Read More »
The Commission announced the filing of a record number of enforcement actions for the last fiscal year. The enforcement statistics highlight areas of concentration such as insider trading, investment advisers and private equity funds. The agency also brought three enforcement …
This Week In Securities Litigation (Week ending Oct. 14, 2016) Read More »