Tag: individuals

In Congressional hearings over the past two years, DOJ officials have faced repeated questioning about the lack of FCPA prosecutions against individuals. While the DOJ and the SEC have negotiated FCPA settlements involving huge payments by the likes of Siemens …

DOJ, SEC CHARGE FORMER SIEMEN’S EXECUTIVES WITH FCPA VIOLATIONS Read More »

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The SEC brought another significant market crisis case, this time against the senior officers of a failed financial institution. The complaint centers on repeated efforts by the CEO, COO and manager of credit risk to conceal the rapidly devolving financial …

SEC CHARGES SENIOR OFFICERS OF FAILED BANK WITH FRAUD Read More »

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