Tag: hedge funds

To cover his losses a fund manager sent false statements to investors, inducing them to stay in the fund as it incurred large losses

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A management company, its principal, a brokerage firm and its founder were charged with fraud in an administrative proceeding initiated by the Commission. In the Matter of John Thomas Capital Management Group LLC, Adm. Proc. File No. 3-15255 (March 22, …

Brokerage Founder and Fund Manager Charged With Fraud by SEC Read More »

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