Tag: Goldman Sachs

The SEC has again been ordered to justify the terms of a high profile and important settlement. The query comes in its latest high profile market crisis case, SEC v. Citigroup Global Markets Inc., Case No. 11 Civ. 7387 (S.D.N.Y. …

THE COURT RAISES CRITICAL QUESTIONS ABOUT ANOTHER SEC SETTLEMENT Read More »

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The Inspector General for the SEC issued another report on a pending enforcement action. This time the report concerned allegations of staff misconduct relating to the hotly contested enforcement action against Dallas Maverick’s owner Mark Cuban. SEC v. Cuban, Civil …

THE SEC INSPECTOR GENERAL SHOULD FOCUS ON ITS MISSION Read More »

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