Tag: fraud

The Commodity Futures Trading Commission is the newly energized market regulator under Dodd-Frank and the tutelage of Chairman Gary Gensler. Its new authority over most of the swaps markets has transformed one of Washington’s smaller agencies into a new power …

CFTC Enforcement Division: Another Record Year Read More »

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The SEC settled another significant market crisis case at the close of last week when the founder and president of investment advisory firm ICP Asset Management, Thomas C. Priore and his firm, along with the related entities, agreed to settle …

The SEC Settles Another Significant Market Crisis Case Read More »

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