Tag: false statements

The Commission has long focused on microcap frauds, repeatedly brining cases in this area. It has also focused in recent years on offering fraud actions, filing a string of cases. The agency began this week with another offering fraud action. …

SEC Charges Firm, Officers Re False Statements in Private Offerings Read More »

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Attracting new business is a key goal for any business. Enterprises which are successful in achieving this goal typically tout their results – nothing breeds success like success. Credit Suisse followed this model, disclosing a formula in SEC filings which …

To Settle with SEC Credit Suisse Makes Admissions, Pays $90 Million Read More »

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