Tag: enforcement statistics

Earlier this year the SEC published its enforcement statistics for fiscal 2023 which were discussed in this publication. Early next year we will publish enforcement statistics for calendar year 2023. And, Cornerstone Research and the NYU Pollack Center for Law …

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The Commission and the Division of Enforcement published a release detailing the results of the Enforcement program for Fiscal Year 2023 (here). The headline asserts that 784 enforcement actions were filed during the period, nearly $5 million in financial remedies …

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