Tag: Dodd Frank

SEC Chairman Elise Walter and CFTC Chairman Gary Gensler testified before a Senate Committee this week, focusing on the implementation of Dodd-Frank. The SEC also approved the budget for the PCAOB. Two former senior executive in the organization of jailed …

This Week In Securities Litigation (Week ending February 15, 2013) Read More »

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The opinions written by Judge Rakoff have not always been favorable to the SEC. In recent years he has accused the agency of conducting a sham investigation before finally, and reluctantly, approving the revised proposed settlement in its market crisis …

SEC Prevails In The Second Circuit On Aiding And Abetting Claim Read More »

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