Tag: Dodd Frank

The new year began with Congressional testimony on two recurring subjects: The implementation of the Dodd-Frank Wall Street Reform Act and Congressional insider trading. SEC Chairman Mary Schapiro furnished Congress with a report card on the Commission’s implementation of the …

THIS WEEK IN SECURITIES LITIGATION (Dec. 30, 2011 to Jan. 7, 2012) Read More »

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The District Court rejected the proposed settlement of the Commission’s recent market crisis case against Citigroup. The ruling left the parties with the choice of either renegotiating the settlement and furnishing the Court with a factual predicate for the claims …

THIS WEEK IN SECURITIES LITIGATION (December 2, 2011) Read More »

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