Tag: disgorgement

In SEC v. Alberto Perez, Case No. 09-CV-21977 (S.D. Fla.) a jury found defendant Alberto Perez liable for insider trading. The court however refused the SEC’s request for a permanent injunction. It did grant a request for an order requiring …

SEC REQUEST FOR INJUNCTION REJECTED Read More »

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The D.C. Circuit rejected challenges to a disgorgement order which used a zero basis for stock rather than a market quote for the share price and which imposed joint and several liability for the full amount on a defendant who …

DC CIRCUIT AFFIRMES REMEDIES AWARED TO SEC Read More »

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