Tag: Dirks

When the Second Circuit handed down Newman the SEC joined with the Manhattan U.S. Attorney seeking rehearing en banc and arguing that the case would significantly hinder insider trading enforcement. Many wondered if the agency would move all it cases …

SEC ALJ Dismisses Insider Trading Claims Based on Dirks-Newman Read More »

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The Government filed its long awaited Petition for a Writ of Certiorari with the Supreme Court in the Newman insider trading case. The Petition presents three key issues which were generally presaged in the request for rehearing en banc: 1) …

Dirks, Newman, Tippees And The Government’s Cert Petition Read More »

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