Tag: Appointments Clause

Introduction The future of the SEC’s administrative enforcement process and, in particular its Administrative Law Judges, will be the focus of the D.C. Circuit later this month as the Court, sitting en banc hears oral argument in SEC v Raymond …

SEC Enforcement, ALJs and the Appointments Clause Read More »

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Challenges to the SEC’s authority to move its enforcement program in-house before Administrative Law Judges and out of the federal courts just took a new turn. While the SEC had one win on challenges to the appointment of its ALJs …

Were SEC ALJs Appointed In Violation of the Constitution? Read More »

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