Tag: Appointments Clause

The validity of the SEC ALJs’ under the Constitution’s Appointments Clause is a critical issue the Supreme Court is considering for addition to its docket this term which will begin on the first Monday in October. Petition for Writ of …

SEC ALJs Before the Supreme Court: Will the Court Take The Issue? Read More »

Tagged with: , ,

Introduction This is the second of two articles reviewing the arguments of the parties in SEC v Raymond J. Lucia Companies, Inc., v. Securities and Exchange Commission, No. 15-1345 (D.C. Cir. Argument May 24, 2017). In that case the en …

SEC Enforcement, ALJs and the Appointments Clause – Part II Read More »

Tagged with: , ,