In Morrison v. National Australia Bank, Ltd., 561 U.S. 247 (2010) the Supreme Court held that the reach of Exchange Act Section 10(b) is the water’s edge of the United States. Specifically, the court held that the Section only provides …
Sixth Circuit Concludes Morrison Does Not Apply To Advisers Act Read More »
The Commission filed a settled administrative proceeding with a prominent Latin American focused hedge fund adviser, In the Matter of Quantek Asset Management, LLC, Adm. Proc. File No. 3-14893 (May 29, 2012). The proceeding names as Respondents Quantek Assent Management, …
PROMINENT LATIN FOCUSED FUND ADVISER SETTLES WITH SEC Read More »