Year: 2025

Trading securities depends in part on obtaining pertinent, accurate information about the investment in a timely fashion. In contrast, having false or incomplete information can cause a misjudgment to be made. If such information becomes part of the mix of …

Lies and False Statements Used by Traders of Illiquid Securities

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Manipulation is one of the Commission’s long time focal points for enforcement. The reason is obvious – manipulation distorts the price and the market. Despite this focus by the agency and a multitude of cases, manipulation continues to be a …

Commission Concludes Multimillion Dollar Market Manipulation Action

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